A
cognitive neuroscience perspective on
learning and memory in aging
Brigitte
Stemmer
Centre
de recherche de l’institut universitaire de gériatrie de Montréal (CRIUGM),
Faculté de Médicine
and
Département
de linguistique et traduction, Faculté des Arts et des Sciences
Université
de Montréal, Montréal, Canada
Correspondance:
CRIUGM
4565 chemin Queen Mary
Montreal, QC H3W 1W5, Canada
Email:
b.stemmer@umontreal.ca
Abstract. Learning
is intrinsically related to forming long lasting memories. The last decades
have seen an explosion in research related to how memories are formed, how they
are processed and what their underlying neural substrates are. One of the most
noticeable changes associated with aging is a decline in learning and memory
abilities. Although there is now a wealth of publications in this area of
research, it is nevertheless surprising how much is still unknown about the
processes of high level learning in the elderly from a neuroscience
perspective. This paper summarizes research from predominantly cognitive
neuroscience that focuses on the relation between neural substrates and
learning and memory in the healthy elderly (roughly as of 50 years of age). In
this context, particular emphasis will be given to research on foreign language
learning.
Lernen ist unabdingbar mit der Bildung bleibender Erinnerungen verbunden. Die letzten Jahrzehnte haben einen explosionsartigen Anstieg von Publikationen in der Lern- und Gedächtnisforschung erfahren, vor allem hinsichtlich der Bildung, Verarbeitung und Speicherung von Gedächtnisinhalten sowie den zugrundeliegenden neuronalen Substraten. Zu den auffälligsten Veränderungen im Alter gehört ein Leistungsabfall hinsichtlich bestimmter Aspekte des Lernens und des Erinnerungsvermögens. Umso erstaunlicher ist es daher, dass trotz der Fülle der Arbeiten im Bereich der Lern- und Gedächtnisforschung kaum neuro-wissenschaftliche Untersuchungen über komplexe Formen des Lernens bei gesunden älteren Menschen existieren. Der vorliegende Beitrag gibt einen Überblick über Forschungsergebnisse der kognitiven Neurowissenschaften mit besonderem Fokus auf die Beziehung zwischen neuronalen Substraten und Lernen und Gedächtnis bei gesunden älteren Menschen. Dabei wird der Forschung zum Fremdsprachenerwerb besondere Aufmerksamkeit gewidmet.
Schlagwörter: brain, neural substrates, learning, memory, L1, L2, aging, cognitive fitness, Gehirn, neuronale Substrate, Lernen, Gedächtnis, L1, L2, Altern, kognitive Fitness.
1.
Introduction
From
the day we are born – and even before – our brain is ready to learn.
Experiences are captured and stored and memories are created. Learning is thus
intrinsically related to forming long lasting memories. Although most of us do
not remember things that happened in early childhood, it is nevertheless
astonishing how many new memories we can form and store, how many early and
recent memories we can consciously recall, and how memories become so
automatized that we do not even realize they exist unless we fail to activate
them. One of the most noticeable cognitive changes in aging is a decline in
learning and memory abilities, and it is not always easy to draw a line between
what is still normal age-related decline and what is pathological. With the
increasing number of old people in the population and the increase in life
expectancy, society is more and more challenged and confronted with the health
consequences these changes entail such as the growing number of people who
develop dementia. This situation has led to a vast effort to elucidate the
processes underlying aging and especially the neurophysiological bases. The
large number of literature that has accumulated on the topic makes it necessary
to clearly focus this paper. The objective of this paper is to summarize
research from predominantly cognitive neuroscience that focuses on the relation
between neural substrates and learning and memory in the healthy elderly. What
are the cerebral mechanisms underlying cognitive changes in aging? To what
degree can we influence these cognitive changes and cerebral mechanisms, and
does our current knowledge provide guidance for action? Although the term
"elderly" has been defined as a chronological age of 65 years
old or older, much of the research on the elderly includes people as of 50
years of age. In the context of this paper I will thus include research that
refers to this age group. I will first present a summary of the main findings
which is subsequently followed by a more detailed description of the concepts,
theories and illustrative experimental work on which these findings are based.
I will conclude with suggestions for future directions.
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2.
What neuroscience tells us about learning and memory in aging: a summary
For
learning to occur we must be able to store and retrieve information. This
information is organized in various memory systems. The most common taxonomy
distinguishes long-term memory from working memory. Long-term memory, in turn,
has been subdivided into memory for facts and events (declarative memory) and
memory for skills (procedural memory). It is important to note that the memory
systems are not separate entities but are viewed as interactive systems that
work in a complementary and competitive fashion. Most cognitive systems --
including language -- rely on declarative and procedural memory. The mental
lexicon has been associated with declarative memory and the mental grammar with
procedural memory. Neuroscience supports this distinction as different neural
substrates and circuits have been identified for the various memory systems. At
a molecular level, learning has been related to changes in the strength of
synaptic connections (synaptic plasticity) and to the formation of new neurons
(neurogenesis) in specific brain regions. And at a biochemical level, specific
neurotransmitters (e.g., dopamine, serotonin), proteins (e.g., BDNF) and
hormones (e.g., estrogens) have been shown to exert modulating effects on the
operations of memory systems.
Aging
affects the brain in various ways and at different levels. At a macroscopic
level we can observe shrinkage of the brain (i.e. brain atrophy). At a
microscopic level this has been associated with a decrease in the density of
white matter pathways, a decrease in neuron size and density and changes at the
biochemical level. These changes occur in different brain regions and to
different degrees. Most affected are regions in the prefrontal cortex, a brain
region that is heavily connected to other brain areas and involved in planning,
organization, decision making and integration processes. The prefrontal cortex
also plays a role in aspects of memory such as retrieval processes and
functions of working memory.
In
addition to these neurophysiological changes, age-related cognitive changes
have also been observed. These changes are not uniform but show mostly
disproportional effects. Most affected are processing speed, working memory
functions, certain aspects of long-term memory and executive control processes.
Other aspects of memory as well as verbal and emotion processes are less
affected until very late in life. Importantly, there is no one-to-one
correspondence between changes at the neurophysiological and cognitive level.
Further, substantial differences in the individual cognitive performance of the
elderly have been described despite similar observed "pathological"
changes in the brain. To account for this phenomenon, various suggestions have
been advanced. One suggestion is that some elderly individuals have more
cognitive reserve than others and are thus in a better position to cope with
brain pathology. Another hypothesis proposes that in response to challenge the
brain develops or recruits an initial set of neural circuits – so-called
scaffolds – that are widely dispersed in the brain. With perfection, the
network is optimized and turns into more efficient and perfect neural
circuitry. While cognitive reserve has been applied specifically to the aging
brain, it is assumed that scaffolding occurs throughout a lifespan and gains
importance in aging.
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Both
the cognitive reserve and the scaffolding hypothesis rely on the brain's
ability for reorganization. There is now ample evidence for such structural,
functional and cognitive plasticity not only in children and young adults but
throughout a lifespan and until late in life. Neuroscience has provided
evidence for practice-related changes in the human brain. This evidence is
mostly based on studies using various neuroimaging techniques (for a brief introduction
to these techniques see, for example, Rodden & Stemmer 2008). These
techniques have allowed researchers to identify patterns of brain activation
from which activation maps are created. (Note that activation refers here to
structural as well as functional changes in the brain.) It is assumed that
these maps reflect brain regions that are involved in specific tasks and
cognitive functions. If the brain is affected by, for example, trauma, disease
or some other challenge (such as novel learning), the patterns of activation
may change. These changes in the patterns of activation have been discussed in
terms of reorganization and redistribution. Most of the neuroimaging evidence
comes from studies with young healthy adults or elderly people whose brain has
been affected by disease (e.g., dementia, stroke, traumatic brain injury).
Unfortunately, there are only a few studies that investigate the cerebral
substrates that underlie the processes of learning across a lifespan, and
especially across different age ranges in the elderly. Nevertheless, and
importantly, scientific evidence shows the capability of the elderly brain for
plasticity until late in life.
Although
neuroimaging studies have provided a wealth of information concerning cerebral
structures and networks that are implicated in cognitive task performance,
there is a profound lack of studies investigating the processes of learning in
relation to cerebral mechanisms in the elderly. This situation is exacerbated
when looking at the literature concerning foreign language learning. While
numerous neuroimaging studies have investigated young adults, there is
currently no published study the author is aware of that investigates the
process of foreign language learning in relation to cerebral mechanisms in the
elderly. In young adults neuroimaging studies have focused on evidence or
counter-evidence for the critical period hypothesis or for the involvement of
the left or right hemisphere in second or foreign language (L2) acquisition.
Neuroimaging has also been used to elucidate to what degree speaker
characteristics are related to L2 acquisition or whether specific language
phenomena are processed differently in the native language (L1).
Generally,
when comparing groups of L2 or bilingual speakers with L1 speakers using
hemodynamic imaging methods (functional magnetic resonance imaging, fMRI, or
positron emission tomography, PET), no difference between L1 and L2 processing
in terms of brain activation has been found. The few studies that reported
group differences observed an association between the strength (but not the
location) of brain activation and speaker characteristics such as L2 onset, L2
proficiency and L2 exposure. Note, however, that these are results from group
data and not individual learners. We can thus not exclude (in fact, it is
rather likely) that there are differences at an individual level. Neuroimaging
methods based on psychophysiological techniques (e.g., EEG and event-related
potentials, ERPs) have shown discrepant results in young adult learners
concerning the attainment of L1-like processing of specific language phenomena.
There are currently no studies exploring the neural underpinnings involved in
the process of L2 learning in the elderly. There is also a lack of studies
focusing on the effects of L2 practice and L2 teaching and learning techniques
on cerebral mechanisms, and this applies to young adults as well as to older
learners.
More
research findings are available that concern the maintenance and enhancement of
general cognitive abilities in the elderly. This research has associated
education, social engagement and continuous mental and physical activity with
beneficial effects on cognitive functions, changed brain structures and delayed
onset or resilience for dementia in aging. Acute and chronic stress have been
identified as negative modifiers for learning and memory, which, in turn, have
been associated with specific changes in brain structures in the young as well
as the old.
After
having set the general framework, in what follows I will return to the claims
made previously and provide more details on the concepts, theories and
experimental research.
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3.
Learning means forming lasting memories
Although
there is still controversy about the number of different memory systems, most
researchers agree that there are biologically and functionally dissociable
memory systems, and this is supported by neuroscience evidence. Another area of
controversy relates to the development of the memory systems. While there is
currently little evidence from neuroscience for the view that the multiple
memory systems of adults mature at different rates during infancy, there is
some evidence that this may be the case for procedural but not declarative
memory. There are, however, also researchers who question these views
altogether (Rovee-Collier & Cuevas 2009 and the collection of articles in
Oakes & Bauer 2007).
3.1 The
classification of memory systems
There
are different classification systems of memory depending on whether the focus
is on the time dimension or the processing and storage dimension. For example,
when taking a time perspective the focus can be on the duration of time the
information is stored (long-term versus short-term memory) or on the temporal
direction (prospective versus retrospective memory). A very common distinction
is long-term versus short-term memory, or working memory (Figure 1). Working
memory can be viewed as an extension of the classical concept of short term
memory and refers to storage and manipulation of information for a brief period
of time (Figure 2) (e.g., when calculating 12 x 14 or keeping a phone number in
mind until it is dialed). (For a summary on memory systems see Baddeley 2003a,
b; Eichenbaum & Cohen 2001; Eichenbaum 2004, 2006; Squire 2004, 2007).
Within the long-term memory system declarative memory is distinguished from
non-declarative or procedural memory. Declarative (or explicit) memory refers
to memories for facts (objects, people, places) and events and requires
predominantly conscious recall. Memory for facts, that is information
remembered independently of context (e.g., there are 16 German provinces), has
also been referred to as semantic memory whereas memory for events, that is
information specifically tied to personal experiences and context (e.g., my
first theatre performance), has also been called episodic memory. While
declarative memory is associated with learning facts and events, procedural
(non-declarative or implicit) memory is involved in learning perceptual and
motor skills (e.g., learning to walk or juggle) and usually does not rely on
conscious recall. It is important to note that the memory systems are not
strictly separate and may interact in a cooperative or competitive fashion. To
some degree the memory systems may also be redundant – if one system is
impaired the other system may partially compensate for the impaired system. In
the context of the language system, Ullman (2008) has shown that disorders that
affect language can also be characterized by disorders of the two long-term
memory systems. It has been suggested that declarative and procedural memory
systems play similar functional roles across language and non-language domains.
Ullman (2004, 2008) has claimed that lexical memory depends largely on the
declarative memory system, whereas aspects of grammar depend on the procedural
memory system. Although some of the neuroimaging literature supports this view,
critical voices have also been raised (e.g., MacWhinney 2005).
For
learning to be successful information must be encoded, transferred and stored
in these various memory systems. In addition, information must also be
retrievable from these systems. Failure at any of these stages can thus lead to
unsuccessful learning.
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3.2
Neural substrates involved in memory systems
Strong
support for the view that different memory systems indeed exist comes from
studies showing the involvement of different neural substrates in different
memory systems (Figure 1 and 2). Declarative memory has been associated with
neural substrates housed deep in the medial temporal lobe (hippocampus, dentate
gyrus and subicular complex, entorhinal, periorhinal and parahippocampal
cortices) (see Figure 3 for an overview of the brain and Figure 5 for hippocampal
structures). The hippocampal formation is an important relay station where
information from different sensory systems meets, where information is sorted
and associated with emotions and memories, and where information is connected
to and permanently stored in other brain regions. It is here that traces of
memories are laid down and new synapses and connections between neurons are
formed. If the hippocampal formation is impaired or lesioned (like in
Alzheimer's disease or the famous patient H.M. whose hippocampus was surgically
removed) no new memories can be formed and learning is impaired or even
impossible.
Procedural
memory depends on neural substrates in the basal ganglia, the cerebellum, the
neocortex (specifically frontal regions including premotor areas and Brodman's
area 44) and the ventral stream (Figures 3, 4 and 5). If these neural
substrates are impaired or lesioned (like the basal ganglia in Parkinson's
disease) motor problems can, for example, ensue. Although it is assumed that
the cerebral substrates involved in the various components of working memory
are widely distributed and also involve the parietal cortex, the frontal cortex is
particularly important as it is involved in functions related to executive
control. Different areas of the frontal lobes have been associated with various
working memory functions. For example, while it seems that the
"upper" (dorsal) parts of the prefrontal cortex (i.e., DLPFC; BA 6,
46) are involved in the active and selective manipulation of information in
working memory, the "lower" (ventral) parts (VLPFC; BA 44,45.47) seem
to support updating and maintenance of working memory contents (Figure 2). The
anterior parts of the frontal cortex (BA 8, 10) have been related to the active
selection and maintenance of goals and processes (Baddeley 2003a, b). Although
we have emphasized here specific brain regions in relation to memory systems,
it should not be forgotten that it is the connection of and interaction between
these brain regions that make up memories.
The reader is encouraged to view an anatomical section of the lateral brain in more detail and
interactively at: http://teaching.thehumanbrain.info/projekte/atlanten/sagittal/
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The reader is encouraged to view similar brain structures interactively and in more detail at: http://teaching.thehumanbrain.info/projekte/atlanten/frontal/true/la/
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3.3
The molecular level of learning and memory
So
far we have related learning and memory to brain regions at an anatomical,
macroscopic level. But what exactly happens at a microscopic level in the brain
when we learn? Since the seminal work of Eric Kandel and his colleagues (e.g.,
Kandel 2001; Kandel & O'Dell 1992) it is generally acknowledged that
learning is the result of changes in the strength of connections between
interconnected cells. Information travels from one nerve cell (neuron) to
another through projections (axons and dendrites). The terminal of these
projections form specialized junctions – so-called synapses – through which
neurons signal to each other. Change in the strength of the synaptic
connections characterizes synaptic plasticity. The strengthening (or
"potentiation") of the connection between neurons that lasts for
minutes, hours, days, months or longer is called long-term potentiation (LTP)
and the weakening of the connections is called long-term depression (LTD). LTP
and LTD are considered basic biological models for learning, information
storage and forgetting. (For a summary of the molecular mechanisms of memory
storage see Kandel 2001).
4. Brain
plasticity
In
the previous sections I have argued that for learning to be successful
information must be encoded, stored, manipulated in and retrieved from memory.
Different memory systems are associated with different interacting neural
substrates and these substrates are modulated by specific neurotransmitters
(e.g., dopamine, acetylcholine), hormones (e.g., estrogens) or proteins (e.g.,
BDNF). During aging there are physiological changes that affect different brain
regions and pathways in different ways. The question thus arises what these
changes are and whether they affect learning and memory processes.
4.1
Neurophysiological and cognitive changes in the aging brain
Generally,
studies of postmortem brains and neuroimaging suggest that there is selective
and differential shrinking of the human brain during most of the adult
lifespan. White matter pathways become less dense and the size or density of
neurons decreases. (For a summary of patterns and cognitive correlates of brain
aging see Raz & Rodrigue 2006). Most affected by aging are regions of the
cerebral surface that are important for complex processing and the generation
of behavior. The prefrontal cortex is a brain region involved in planning,
organization, decision making, and working memory, and it is particularly this
brain region where age-related changes in and vulnerability of grey matter have
been reported (Allen, Bruss, Brown & Damasio 2005; Kennedy et al. 2009;
Sowell, Thompson & Toga 2004; Terribilli et al. 2009). These changes are
accompanied by changes in neurotransmitter systems such as a decline in
D2-dopamine and serotonin receptors. Dopaminergic receptors play an important
role in attention regulation and response modulation. Other brain regions seem
less affected such as temporal, limbic and anterior cingulate areas, the pons
and the visual and sensory cortices. Nevertheless, although the volume of these
latter structures is mostly preserved in aging, there is evidence that visual
and sensory cortices are less activated and show less neural specificity in
aging (for a summary see Park & Reuter-Lorenz 2009).
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Similar
to the structural changes observed at the cerebral level, there are also
age-related cognitive changes at the behavioral level. Although the latter
might show global effects, certain cognitive functions are affected disproportionately
(Salthouse & Nesselroade 2002). While processing speed, working memory,
encoding of information into episodic memory and performing executive control
processes tend to decline across the adult lifespan, autobiographical, semantic
and procedural memory processes as well as verbal and emotional processing seem
to be relatively stable until very late in life. (For a summary see Hedden
& Gabrieli 2004; Park & Reuter-Lorenz 2009). It is, however, important
to note that there are substantial individual differences in the rate of
cognitive changes. It is also important to emphasize that attempts to relate
cognitive changes with structural changes have not yielded straightforward
relations. Further, brain activation in individuals may differ although their
cognitive performance is similar. For example, early studies comparing
prefrontal activity in young and older adults while performing verbal working
memory (Reuter-Lorenz et al. 2000) and long-term memory tasks (Cabeza et al.
1997) showed different activation patterns. While young adults activated focal
regions in the prefrontal cortex, older adults activated left and right focal
areas. Since then greater bilateral activation and overactivation of frontal
areas have been confirmed in numerous studies. These and similar findings have
been taken as indicators of functional reorganization in an adaptive brain.
4.2
The scaffolding theory
Structural,
functional and cognitive reorganization of the brain has been referred to as
plasticity (for a summary of the concepts of plasticity see for example
Buonomano & Merzenich 1998; Burke & Barnes 2006; Butz, Worgotter &
van Ooyen 2009; Greenwood 2007; Jones et al. 2006). Plasticity occurs
throughout a lifespan and, as mentioned previously, shows high individual variation.
Studies of the cognitive performance of elderly people have consistently shown
that despite observed brain pathology some elderly individuals present similar
cognitive abilities compared to their brain healthy peers. Numerous suggestions
have been advanced to explain these observations such as the use of
compensatory mechanisms (e.g., Grady 1998), dedifferentation, that is the loss
of specialization in form or function (e.g., Lindenberger & Baltes 1997), a
shift in processing strategies (e.g., Li, Lindenberger, Freund & Baltes
2001), functional plasticity (e.g., Greenwood 2007), differences in cognitive
reserve (e.g., Stern 2002, 2009), or scaffolding mechanisms (e.g., Park &
Reuter-Lorenz 2009; Petersen, van Mier, Fiez & Raichle 1998). Of these suggestions
an attractive model is the scaffolding theory of cognitive aging as it provides
a comprehensive account, testable hypotheses and integrates -- to a certain
degree -- the previously mentioned hypotheses or mechanisms. In what follows I
will present in more detail the scaffolding theory which is based on
reflections by Petersen et al. (1998) and has been expanded and modified by
Park & Reuter-Lorenz (2009).
Scaffolding
is viewed as the brain's normal response to challenge. It occurs across a
lifespan and involves the use and development of complementary, alternative
neural circuits to achieve a particular cognitive goal. For example, when we
acquire a novel skill we recruit and develop an initial set of neural circuits
– so-called scaffolds -- that are broadly dispersed in the brain. As our
learning advances and performance becomes more skilful, the network is
optimized and turns into a more specific, efficient and perfect neural
circuitry that connects functionally related brain regions. Even after we have
perfected the acquired skills those brain regions that were active at the early
scaffolding stages may remain minimally active. It has thus been suggested that
this secondary circuitry is some sort of a backup mechanism that can be
recruited in challenging situations. Challenge can be externally motivated such
as the confrontation with novel or unanticipated situations or increased levels
of task demand. Challenge can also be motivated intrinsically such as metabolic
or structural changes to the neural substrates as happens in aging. In youth,
when we encounter novel situations and new learning more frequently,
scaffolding processes may be more efficient than in older age. In aging, when
familiar tasks and cognitive operations become more challenging, scaffolding
processes may be called upon to perform these tasks and operations. It is
suggested that the primary locus for scaffolding processes is the prefrontal
cortex, a brain region that is most affected in aging. As aging proceeds and
neurobiological decline occurs, we will rely less on primary circuitry and
engage more and more scaffolding. However, when neural pathology advances our
scaffolding capacity will exceed the capacity for plasticity and
reorganization, and at some stage will lead to cognitive loss as happens in the
late stages of dementia.
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Although
the scaffolding theory is intuitively appealing, there is currently no direct
evidence for its support. Note that it is not entirely clear how exactly the
primary circuits develop and what it means when scaffolds "turn into"
more efficient circuitry. Concerning the question of whether there is a way to
promote scaffolding mechanisms the authors advance several testable hypotheses.
One relates to learning through practice or training. The authors believe that
compensatory scaffolding can be created and dissipated by training. In this
context it is also hypothesized that once older adults rely on overactivation
for task performance, the target for training should be to decrease activation
in secondary scaffolding areas and improve the efficiency of primary networks.
If, however, older adults show significant underactivation of a network, then
the focus of training should be to establish new scaffolds. Further, the
authors hypothesize that it is possible although particularly effortful to
create novel scaffolds to improve task performance through training. The
hypothesis is motivated by evidence from the rehabilitation literature that
suggests that new neural circuitry can be developed through extensive training.
5.
The impact of practice and learning on the brain
Although
the scaffolding theory seems to provide a theoretical framework for learning in
aging, much is still speculative and direct experimental evidence is lacking.
Indirect evidence for some of the hypotheses comes from numerous experiments
that have shown that external challenge can change cortical structures and
cerebral function. Changes during development as well as in response to
experience can occur at several levels of the central nervous system such as
changes at the molecular and synaptic level, changes in cortical maps and
changes of large-scale neural networks (Buonomano & Merzenich 1998). At the
physiological level, practice can lead to increased neural efficiency or to
reorganization of cerebral structures. According to Kelly & Garavan (2005)
practice-related reorganization of the functional anatomy of task performance
can take the form of true reorganization or a redistribution of functional
activations. True reorganization is characterized by a change in the location
of activation. Task activation maps at the beginning of practice are different
from task activation maps at the end of practice. Reduced activity in a
particular brain region would reflect decreased engagement of a particular
cognitive process while increased activation would reflect the development of
new representations or processes and/or the engagement of an alternative
system. Task activation maps that are distributed across the brain at the
beginning of practice would thus suggest the involvement of scaffolding
circuitry.
In
the case of redistribution, the task activation map contains the same areas at
the end as at the beginning of practice. The difference to reorganization is
that the levels of activation within those areas have changed. This pattern of
redistribution of activation within the same regions is associated with the
attainment of automatic or asymptotic performance. This means that less
attentional or control processes (typically represented in prefrontal,
posterior parietal and cingulate circuitry) are necessary and storage is
relatively efficient. Projecting this view to the scaffolding theory it seems
that scaffolding is not necessary in redistribution, and that the change of
levels of activation reflects optimization of the primary circuitry. At the
current stage of knowledge, however, this remains speculation.
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In
an effort to support their reorganization-redistribution hypothesis, Kelly
& Garavan (2005) reviewed 26 studies that investigated practice/learning
effects with the neuroimaging technique. Of these 26 studies there were only
four that focused on verbal learning tasks (two verbal memory tasks, one word
generation task and one artificial grammar learning task) while the others related
to motor, visuo-motor or perception tasks. Based on the review the authors not
only supported their reorganization-redistribution hypothesis but also
concluded that sensory/motor tasks and perceptual skills are associated with
different functional and structural cerebral organizations compared to
higher-level cognitive tasks: Practice-related changes in brain activation in
response to sensory/motor tasks seem to predominantly lead to increased
connectivity within primary cortex whereas cognitive tasks result in changes in
connectivity between a more broadly distributed network of functional areas. A
general word of caution is warranted here. Note that most studies included
young or middle-aged healthy individuals and neuroimaging practice studies
focusing on the healthy elderly are rare. We thus do not know whether these
findings also apply to the elderly brain.
There
are other factors that influence (solely or in interaction) practice-related
changes in brain activation. These are changes in performance, the time spent
on the task, the subject's awareness of the task or stimulus, or processes
unrelated to the task such as individual characteristics of the participants or
the environment. In the context of this paper it is important to emphasize that
age is a particularly critical factor. The difficulty to control all these
variables and tease apart their influence on the observed activation patterns
may be one reason for divergent findings.
5.1 Experimental
work related to learning and training induced changes in the human brain
As
mentioned previously, there are numerous practice-effect studies. Most of these
studies involve young participants and there are only a few studies that
compare practice-effects of old and young people, or of the elderly in different
age ranges. One study investigated procedural learning in 44 elderly persons
(50 to 67 years old) and 25 elderly control persons (55 to 67 years old) who
were taught to juggle 3 balls (Boyke, Driemeyer, Gaser, Büchel & May 2008).
Juggling is a complex visuo-motor skill that requires accurate bimanual arm
movements, grasping and visual tracking. Only 10 persons (out of 44) of the
target group and 15 (out of 25) individuals of the control group learned to
juggle for 60s (target outcome performance). This was in contrast to young
people (mean age 22 years) who were able to reach the performance objective in
a previous study performed by the same research group (Draganski et al. 2004).
It is likely that declining motor and coordination skills in aging affected the
performance outcome and it remains unclear whether the elderly could have
reached the performance goal through enhanced training schemes. Boyke et al.
(2008) compared the volumetric measures of the grey matter of 25 individuals
who had the best results in endurance juggling with the data sets of 25
controls. MRI scanning was performed before training (T1), at three months of
training (T2) and three months after training (T3) had stopped. Comparing the
brain volume measures at T1 and T2 the authors reported a significant increase
in grey matter in the hippocampus (functionally viewed as a gateway to
long-term memory) and the nucleus accumbens (functionally involved in reward
systems) in the elderly as well as the young training group but not in the non-training
elderly control group. Both the elderly and the young thus showed an increase
in brain volume in the same areas. This volume increase was interpreted as
reflecting the generation of new neurons (neurogenesis) and additional plastic
mechanisms. It is noteworthy that in the elderly group no correlation was found
between changes in grey matter and performance level. It is thus possible that
the volume increase was due to effort and not learning per se. Unfortunately,
there are no imaging data on those participants who did not reach the required
performance levels as it may have been interesting to know whether the measured
volume increase also occurred in those who did not fully perform. Further, no
measurements were taken at different times during practice and thus no
conclusions can be drawn as to whether the increase in brain volume in the
hippocampus and nucleus accumbens was continuous or showed variations. It is
further noteworthy that the volume increase was not maintained and disappeared
three months after training had stopped. Generally, however, it was shown that
training led to changes in the brain of the elderly which was similar to the
changes that were observed in the young.
-12-
The
studies described above reported volume changes in grey matter. Grey matter
refers to cell bodies and unmyelinated fibres in the brain. White matter refers
to the fibre connections between cells and has previously not been investigated
in the context of aging and learning due to technical limitations. A relatively
new imaging technique, diffusion tensor imaging (DTI), makes it possible to
measure white matter microstructure in the human brain. This new technique is
particularly important as it allows making the connections "visible"
that exist between brain regions. Scholz, Klein, Behrens & Johansen-Berg
(2009) studied 48 healthy adults that were split into a training and
non-training control group using the DTI technique. The training group was
trained in juggling for 6 weeks. The brain of all participants was scanned
before training (T1), after training (T2) and 4 weeks after training had
stopped. The authors reported an increase in white matter microstructure
underlying a region in the parietal lobe (right intraparietal sulcus) in the
training group. It is thus not only grey matter but also white matter
connecting brain regions that changes through practice. The reported increase
remained elevated after a 4-week period without juggling. Similar to the
previous study, there was no strong relation between performance level and
structural changes. As this study did not include elderly participants, it is
currently unknown whether similar changes in white matter would also occur in
the elderly.
Another
study compared declarative learning of 38 German medical students (mean age 24
years) while preparing for a major medical exam with 12 non-medical students as
a control group (Draganski et al. 2006). Brain scans were acquired with the MRI
technique 3 months before the exam (T1), the first or second day after the exam
(T2) and in 23 students 3 months later (T3). The control participants were
college students of physical therapy who were not studying for any exams. They
were scanned two times at similar time intervals as the target group. Compared
to the previously mentioned juggling studies that focused on procedural
learning, this study focused on declarative learning. Generally, the study
group showed a volume increase in more widely distributed brain regions which
would be in concordance with Kelly & Garavan's (2005) hypotheses (see
previous section). Similar to the procedural learning study by Boyke et al.
(2008), Draganski and colleagues (2006) also reported an increase in
hippocampal structures in the practice group. In addition, a significant
structural increase in grey matter was reported in the posterior and inferior
parietal cortex in the medical students but not the control group. The parietal
cortex has been associated with information transfer into long-term memory,
with storage of visual short-term memory, memory retrieval and involvement of
the dorsal and ventral visual streams (i.e. the where, how and what pathways –
see Figure 4) in learning and memory (for a discussion see Draganski et al.
2006). In addition to an initial increase in grey matter during the learning
period, the posterior hippocampus showed an even more pronounced increase three
months after the exam suggesting that some sort of learning continued beyond
the acute learning phase. It is, however, not clear whether this increase was
due to the acute learning phase or whether other learning contributed to the
increase. As in the juggling study, no significant correlation was found
between performance level on the medical exam and changes in grey matter.
Interpretation of the findings of the study are somewhat hampered considering
the low number of control subjects, the higher stress level in the target group
(it is known that hippocampal structures are influenced by stress) and little
or no control over learning strategies, time spent studying and personality
variables. Again, it is currently unknown whether similar effects would have
occurred in the elderly although previous evidence of plasticity also in the
elderly brain makes some sort of changes likely.
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The
practice-related studies reviewed so far concerned non-language studies. The
purpose was to demonstrate plasticity of the brain with practice. We will now
turn to L2 studies and aging.
6.
Second or foreign language learning and aging
Although
there are numerous studies investigating the neural substrates underlying the
representation and/or processing of L2 in young adults, controversies still
abound (for a discussion see, for example, the collection of articles in
Schumann, Indefrey & Gullberg 2006). A particular challenge is the large number
of variables that need to be controlled to make studies comparable and the
interpretation of findings less ambiguous such as age, gender, personality
characteristics, age of acquisition, level of proficiency at various language
levels, attainment, exposure and use of language, phenomena investigated and
tasks used in the studies. This challenge paired with the limitations posed by
neuroimaging techniques contributes to the difficulties to reach some
consensus.
Despite
the inherent problems of L2 studies, Indefrey (2006) compared 30 language
experiments from 24 L2 or bilingual studies that used a neuroimaging technique
based on the measurement of hemodynamic changes (such as fMRI or PET). The
experiments included variants of word generation, picture-naming, semantic
decision, and sentence or story comprehension. No difference in hemodynamic
activation between L1 and L2 processing was reported for the majority of
studies (based on group and not individual analyses). Those studies that
reported a reliably stronger activation during L2 processing showed that this
concerned specific subgroups of bilingual speakers and predominantly regions
that were typically activated also in L1 processing (such as anterior
cingulate, left posterior inferior frontal gyrus). Speaker characteristics that
seemed to influence activation patterns were late L2 onset, low L2 proficiency,
and low L2 exposure. All three factors seemed to be involved in word-level
production whereas L2 proficiency played a role in word-level semantic processing
in comprehension. L2 onset seemed most important for activation differences
related to syntactic processing in sentence comprehension.
Using
the event-related potential (ERP) technique, two studies investigated whether
L2 learners processed specific language phenomena differently from native
speakers. One study trained 28 young adult participants (mean age 24.1 years,
range not given) in "Brocanto", an artificial language", and
compared their performance to 31 participants (mean age 23.3 years) who had
only been trained on vocabulary (Friederici, Steinhauer & Pfeifer 2002).
After training, high proficiency participants showed typical native-speaker
like ERP patterns of syntactic processing thus suggesting that learning of an
artificial language in young adulthood may reach native-speaker like processing
levels – at least in terms of syntax and for an artificial language. Another
study, however, did not confirm these findings. Müller, Hahne, Fujii &
Friederici (2005) trained 24 young German adults (age range 20-26 years) on a
mini version of Japanese and compared them to 19 Japanese native speakers (age
range 19-35 years). Before and after training ERP measures were recorded in
response to specific language phenomena (word, case, and classifier violations).
Only responses that were correct by at least 75% entered analysis. The learner
group differed in two out of three ERP measures from the ERPs of the Japanese
native speakers leading the authors to conclude that different neural processes
underlie the syntactic and thematic processing of L2 learners. The
interpretation of the findings seems to warrant some caution considering the
difference in age, gender and proficiency level in the two groups and the
relatively high rate of errors made by the L2 learners.
-14-
Despite
the wealth of studies investigating the cerebral structures in bilingual or L2
individuals, there is a lack of L2 studies investigating the effects of L2
practice, L2 teaching and learning techniques or different forms of learning on
cerebral substrates. There is one learning study (although in L1 and not L2)
that explored semantic strategy training and its effect on brain activation in
15 healthy individuals (26 to 52 years) (Miotto et al. 2006). The authors
presented word lists (unrelated words, related-nonstructured words,
related-structured words) that the participants had to recall while being
scanned in an MRI. After the first scanning session and on the same day the
subjects underwent 30 minutes of semantic organizational strategy training
followed again by a scanning session. The authors reported improved performance
and significant activation in various regions of the frontal cortex [bilateral
dorsolateral prefrontal (DLPF), inferior prefrontal (IPF) and orbitfrontal
(OFC)] for unrelated words and related-nonstructured words after cognitive
strategy training. Note, however, that the interpretation of the results is
hampered considering that there was no control group involved, the number of
participants relatively small and the age range rather large.
Another
area that is largely unexplored are studies of the neural underpinnings of the
process of learning a second or foreign language in adulthood as well as
studies comparing young and elderly learners. Similarly, there are no studies
comparing successful and unsuccessful L2 learners in terms of the underlying
neural substrates although such an endeavor might prove beneficial as
exemplified by an L1 study (Wong, Perrachione & Parrish 2007). The authors
investigated the neural correlates of learning to use the pitch patterns in
words by English-speaking adults and compared successful with unsuccessful
learners. While successful learners showed distinct areas of activation
(increased activation in the left posterior superior temporal area), less
successful learners showed increased activation in a diffuse brain network (the
right superior temporal region and right inferior frontal gyrus). These regions
have been associated with nonlinguistic pitch processing. In addition,
prefrontal and medial frontal areas were also activated indicating increased
working memory and attentional efforts. The activation pattern of the
unsuccessful learners could be indicative of reliance on scaffolding while the
successful learners may have honed in on primary circuitry (see section 4.2).
It is interesting to note that even before training a difference in brain
activation was already found in the low versus high attainment group which
included higher activation of the superior temporal region in the more successful
learners.
-15-
7.
Other factors influencing cognitive vitality in aging
It
was mentioned previously that some cognitive processes are more affected than
others in aging such as processing speed, executive control processes and
specific aspects of memory. As a result, older individuals may have
difficulties with simultaneous cognitive operations and with tasks that require
holding and integrating multiple items in memory. Psychological research has
provided compelling evidence that training can improve cognitive and motor
functions in the elderly such as motor and coordination skills, attention,
memory storage and retrieval and reasoning processes (for a summary see Fillit
et al. 2002). Neuroscience research has elucidated the neural circuitry that is
involved in these cognitive functions. At the current stage of knowledge,
however, there is no neuroscience evidence that would allow us to advance
recommendations concerning the best learning or training technique to optimally
take advantage of brain plasticity. There is, however, growing evidence of
potentially modifiable factors associated with cognitive vitality in the
elderly such as education and social, mental and physical activity (for a
summary see e.g., Fillit et al. 2002). Low education has been positively
correlated with cognitive decline in late life and risk of dementia (e.g.,
Callahan et al. 1996; Cobb, Wolf, Au, White & D'Agostino 1995; Farmer,
Kittner, Rae, Bartko & Regier 1995; Snowdon et al. 1996; but see Evans et
al. 1993). Some researchers have, however, cautioned that a selection bias in
the studies may have distorted the findings (Fillit et al. 2002). Lifelong
bilingualism has also been suggested as a protective factor. Bilingual patients
exhibited a delay of 4.1 years in the onset of symptoms of dementia compared to
monolingual speakers (Bialystok, Craik & Freedman 2007). Maintenance of
social engagement and avoidance of social isolation has also been suggested as
a protective factor against cognitive decline and dementia (e.g., Bassuk, Glass
& Berkman 1999; Berkman 2000; Fabrigoule et al. 1995; Helmer et al. 1999).
Furthermore, cognitively stimulating activities and sustained cognitive
engagement across the lifespan have been linked to higher levels of cognitive
functioning and delayed onset or more resilience for dementia (e.g., Bennett et
al. 2003; Bosma et al. 2003; Wilson et al. 2003). Not only mental but also
physical exercise has been associated with beneficial effects on cognitive
function in elderly people and a decrease in the risk for dementia (e.g.,
Colcombe & Kramer 2003; Colcombe et al. 2003; Colcombe et al. 2006;
Colcombe, Kramer, McAuley, Erickson & Scalf 2004; Kramer, Bherer, Colcombe,
Dong & Greenough 2004; Larson et al. 2006; Podewils et al. 2005; Stroth, Hille,
Spitzer & Reinhardt 2009). However, not all research supports these
associations (e.g., Verghese et al. 2003). Discrepancies in studies might be
due to differences in the types of exercise and measurements, the general
health of the participants and the method of investigation. A negative modifier
for learning and memory is acute and chronic stress. Numerous studies have
shown that stress negatively impacts learning and memory and this has been
associated with changes in neural substrates in the young as well as the
elderly (for a summary see, for example, Lupien, Maheu, Tu, Fiocco &
Schramek 2007; Lupien, McEwen, Gunnar & Heim 2009). Finally, there is some
truth to the well-intentioned advice to put the book beneath the pillow before
going to sleep. Research has accumulated that shows that healthy sleep is a
critical mediator of memory consolidation (for a summary see e.g., Rasch &
Born 2007; Stickgold & Walker 2007).
-16-
8.
Conclusion
The
literature on learning and teaching (including strategies and techniques) and the
relation to cerebral substrates in the healthy elderly is still sparse. What is
known is that we are capable of learning throughout a lifespan and that this is
associated with structural and functional changes in the brain. What is unknown
is whether this plasticity is similar or changes across different age ranges in
the elderly. Although there is ample evidence of lifelong plasticity, little is
known about how the healthy elderly can best exploit this plasticity. What are
the best practice and learning techniques, and what is the best teaching
approach? Would a combination with other lifestyle factors prove beneficial for
learning (e.g., learning in a social context; combining mental and physical
activity etc.)? What does it mean that, at times, structural changes in the
brain continue to show after learning and practice has stopped whereas, at
other times, the changes have regressed? Are these changes really due to
learning or training per se or do they reflect other or additional mechanisms?
Why is there so little correlation between performance level and changes in
structural or functional brain activation? What distinguishes successful from
unsuccessful elderly learners in terms of performance and underlying neural
substrates?
In
sum, there are still many open questions that await further research.
Neuroscience research has provided evidence that learning and practice changes
the brain structurally and functionally also in the elderly. At the current
stage of knowledge, however, neuroscience does not provide any recipes how to
best exploit this knowledge and it would be unethical to advance
recommendations for best (L2) teaching and learning methods or techniques based
solely on neuroscience grounds. However, findings from neuroscience research
provide an excellent basis to advance testable hypotheses that -- in a
concerted effort across disciplines – have good chances to provide answers to
some of the questions asked previously.
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